Introduction: The Implication of the Private Securities Reform Act

Abstract

I'll offer my observations about key activities at both the federal and state levels in the wake of the Reform Act. I'll conclude by offering my opinion about whether, on the current record, the case for preemption has been made.

Keywords

Securities fraud, Class actions (Civil procedure), Blue sky laws, Exclusive & concurrent legislative powers, Preemption (Legislative power), Securities law, Private Securities Litigation Reform Act of 1995

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Authors

Richard H. Walker (Securities and Exchange Commission)

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