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F. Hodge O'Neal Corporate and Securities Law Symposium

Responsibility of Investment Bankers to Shareholders

Author: Ted J. Fiflis (University of Colorado Law School)

  • Responsibility of Investment Bankers to Shareholders

    F. Hodge O'Neal Corporate and Securities Law Symposium

    Responsibility of Investment Bankers to Shareholders

    Author:

Abstract

This Article proposes that investment bankers be held responsible to shareholders. As gatekeepers for corporate control transactions, investment bankers should be liable as delegates of the board, having the same fiduciary duties of care, candor, and loyalty that directors have, as well as a duty of skill.

Keywords: Corporate fiduciaries, Banking industry, Malpractice, Consolidation & merger of corporations

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Published on
1992-01-01