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Opportunity Knocks, but the SEC Answers: Examining the Manipulation of Stock Options Through the Spring-Loading of Grants and Rule 10b-5

Author: Jonathan J. Tompkins (Washington University School of Law)

Abstract

Keywords: Executive compensation, Stock options, Securities industry -- Law & legislation, United States. Securities & Exchange Commission, Disclosure (Securities law), Fiduciary duties, Insider trading (Securities), Securities fraud, Securities Exchange Act, United States

How to Cite: Tompkins, J. (2008) “Opportunity Knocks, but the SEC Answers: Examining the Manipulation of Stock Options Through the Spring-Loading of Grants and Rule 10b-5”, Washington University Journal of Law and Policy. 26(1).